Pleshetta Loftin, MBA – Director of Compliance/OSJ Manager

Pleshetta Loftin is the Director of Compliance/OSJ Manager at Stavis, Margolis Advisory Services (SMA), a wholly owned subsidiary of Compass Bank. In her current employment, Ms Loftin is responsible for multiple departments within SMA: Compliance, Human Resources, IT, and Operations. Ms Loftin has 15 years experience working with compliance in a securities related industry; including more than 8 years focused in an independent Registered Investment Advisor (RIA) environment.

In prior positions she worked as a retirement plan specialist, where her primary focus was advising on qualified employee benefit plans and estate planning. Ms Loftin has conducted courses on financial planning and budgeting to individuals in conjunction with Houston area banks and financial institutions.

She has her MBA in Global Management from The University of Phoenix; and is an honors graduate of Houston Baptist University, with a Bachelor of Business Administration holding a double major in Finance and Management. Ms Loftin offers Securities through FSC Securities Corporation, a registered broker/dealer. Member FINRA/SIPC. Advisory Service are offered through Stavis, Margolis Advisory Services, Inc., a registered investment advisor not affiliated with FSC.