About Stavis Margolis Financial Services Financial Data Center On-line Account Access

Carol Prokofieff - Investment Operations Specialist

Carol's key responsibilities at Stavis, Margolis include cash management, trading and cash-needs client servicing for all clients. She is also a member of the Investment Committee.

Carol comes to Stavis, Margolis with over 24 years of financial experience, including 11 years as a Fixed Income Trader for American General Corp., and most recently, 6+ years as Investment Operations and Compliance Manager for the local office of Lincohn Financial Advisors, Corp.

She is a graduate of the University of Houston with a Bachelor of Business Administration in Finance. She successfully received her securities license in 1997 and general securities principal license in 1998. She is a registered representative of FSC Securities Corp., a registered broker dealer.
 

Investment Operations Specialist
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